Privacy Policy

Privacy Policy

Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you and the steps we take to safeguard that information. This notice is provided to you on behalf of Moseley Investment Management, Inc.

INFORMATION WE COLLECT

In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, which may include:

  • Social Security number and date of birth
  • Employment information, income, and financial goals
  • Types of accounts, account balances, and assets
  • Credit history and credit scores
  • Contact information such as names, addresses, telephone numbers, and emails
  • Family information

We may also collect your phone number for purposes such as sending SMS notifications. Your data will not be shared with third parties for marketing purposes.

HOW WE USE INFORMATION

Information may be used among affiliated companies that perform support services for us, such as data processors, technical consultants, and marketing partners, strictly to provide and improve our services. This may include:

  • Protecting your accounts from unauthorized access or identity theft
  • Processing your requests such as securities purchases and sales
  • Establishing or maintaining accounts with unaffiliated third parties, such as clearing broker-dealers
  • Servicing your accounts, such as issuing checks and account statements
  • Complying with federal, state, and self-regulatory organization requirements
  • Keeping you informed about financial services that may be of interest to you

We do not share your mobile information with third parties for marketing purposes. Your data is only used to provide and improve our services.

CATEGORIES OF PARTIES WITH WHOM WE DISCLOSE INFORMATION

We do not sell customer lists or customer information to third parties. We will not disclose information regarding you or your account except under the following circumstances:

  • To entities that perform services for us or function on our behalf, including financial service providers such as clearing broker-dealers, investment companies, or insurance companies.
  • To third parties who perform services on our behalf.
  • To your attorney, trustee, accountant, or anyone else who represents you in a fiduciary capacity.
  • To our attorneys, accountants, or auditors.
  • To government entities or other third parties in response to subpoenas or other legal processes, as required by law or to comply with regulatory inquiries.

We do not transfer consumer data to external organizations without consent.

OUR SECURITY POLICY

We restrict access to non-public personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural safeguards to protect your personal information and have implemented measures to prevent unauthorized sharing of user data.

OPT-OUT PROVISION

If, at any time in the future, it is necessary to disclose any client personal information in a way that is inconsistent with this policy, Moseley Investment Management will give its clients advance notice of the proposed disclosure so that they will have the opportunity to opt-out of such disclosure, as required by applicable law.

Consumers have the right to opt out of receiving marketing communications at any time. We do not send marketing communications, however, our service provider requires us to have this in our privacy policy. To opt out, reply with STOP to any received message or contact our support team at info@moseleyinvestment.com. If, at any time in the future, it is necessary to disclose any client personal information in a way that is inconsistent with this policy, Moseley Investment Management will give its clients advance notice of the proposed disclosure so they will have the opportunity to opt out, as required by applicable law.

CLOSED OR INACTIVE ACCOUNTS

If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.

TO WHOM THIS POLICY APPLIES

This Privacy Policy applies to individuals who obtain or have obtained services from Moseley Investment Management, Inc.

INFORMATION ACCURACY

We take steps to safeguard client information. We restrict access to the personal and account information of our clients to our employees and agents for business purposes only. We maintain physical, electronic, and procedural safeguards to guard your personal information.

CHANGES TO THIS POLICY

If we make any substantial changes in the way we use or disseminate confidential information, we will notify you.

If you have questions about this Privacy Policy, please contact us at:
📞 941-745-2799
📧 info@moseleyinvestment.com